reits項目,盡職調查清單及安排(專業版)

　　

【正文】 or(b) any connected person of any such person (including its shareholders, directors and shadow directors or any associates, affiliates or relatives of such shareholders, directors or shadow directors).公司與如下主體簽訂的合同的復印件或掃描件：（a） ；（b） 任何關聯人員（包括公司的股東、董事、隱名董事或任何關聯公司、附屬公司，或公司股東、董事和隱名董事的親屬等）人事 Please confirm if there is any Chinese citizen who is a shareholder of the Company or actually controls the Company. If any, please also provide the valid identity certificates of such individuals.說明公司的任何股東或實際控制人是否中國公民。We recognize that some of the requested documents and information (i) may not be pertinent to the Company。 Register of transfer (if applicable).股票分類總帳和公司簽發的股權證明的復印件；股票轉讓登記表（如適用）● Samples of any certificates representing securities.證券權證的樣本● A list of each jurisdiction in which the Company does business (. provides services, makes sales, operates a sales office or where its employees reside) and a brief summary of the Company’s activities in each jurisdiction, including revenue generated and tax concessions received in each jurisdiction.列出公司開展業務（如提供服務、進行銷售、設立銷售處、員工住所）所在的所有行政管轄地區，并對公司在每一地區內的活動加以簡要的描述，包括在每一地區產生的收入和享受的稅務優惠財務 All voting agreements with respect to shares of the Company in the last five years.最近五年內與公司股票有關的表決協議●3 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用 A list of each jurisdiction in which the Company is authorized or qualified to do business as a foreign corporation and a current good standing certificate from each such jurisdiction.列出公司經授權或有資格作為外國公司開展業務（如銷售產品、設立銷售處、員工住所）的所有地區，以及該地區頒發的當前有效的合法續存證明● A list and anizational chart of any subsidiaries, branches, representative offices, affiliates, variable interest entities, parent, or predecessor entity of the Company, specifying corporate name, jurisdiction of incorporation, relationship to the Company, its shareholders or partners and their equity interests, the board representation by the Company, its management, the number of employees thereunder, its business, the location in the corporate structure of major assets and liabilities, the percentage ownership of voting securities and the revenue generated by each subsidiary (also indicating if any Company is dormant or in a dissolution/liquidation process), and all relevant information and documents, including Business License, Organization Code Certificate and Tax Registration Certificates (for both national tax and local tax).關于公司的子公司、分支機構、代表處、關聯公司、協議控制實體、母公司或前身的列表及結構圖，請注明名稱、組建地區、與公司關系、股東和合伙人以及他們的股權、公司董事會的代表性、公司管理、管理層員工數量、公司業務、公司主要資產和負債在公司結構中的位置、有表決權的證券的持股比例、每個子公司所產生的收入，并注明公司是否停止營業或處于解散/清算程序；并提供所有相關信息和文件，包括營業執照、組織機構代碼證和稅務登記證（包含國稅和地稅）等。 shareholder registry and capital contribution certificate (if applicable)公司設立及變更名稱、注冊資本、住址、經營范圍、法定代表人、股東的工商登記或備案文件；以及公司的股東名冊及出資證明書(如適用)法務 Operation certificates of the Company’s branches and governmental approval or filing documents regarding the establishment of braches.公司分支機構的營業執照及設立分支機構的政府批準或備案文件法務8 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用 Latest certificates (for foreign investors, please provide effective registration documents issued by local corporation registration department or institutions), articles of incorporation or identity documents (for natural person shareholders) of each of the investors in the Company公司各投資者的最新營業執照(如為境外投資者，請提供當地公司登記部門或機構有效的登記證明文件)、章程或身份證明文件( 就自然人股東而言)法務 Letters of intent, memoranda, contracts or agreements among shareholders of the Company regarding the Company or the Company’s operation in addition to joint venture or cooperation agreements。為了便于查閱，最好所有要求的文件都以下列清單中相應的欄目的號碼編號后提供。在公司成立以前的期間，清單中提到公司的地方指公司的前身。 or(c) any administration, windingup or bankruptcy.公司在任何司法管轄區內在破產清算方面采取的如下措施：（a） 與債權人之間的任何債務償還安排、和解協議和或其他安排；（b） 對破產管理人或財產接管人的任命，以及對任何擔保資產的執行；（c） 管理程序、清算或破產● Details of the mencement of any other insolvency or liquidation process or proceedings in respect of the Company.公司啟動其他破產清算程序方面的詳細信息●2. Shareholders and Securities Arrangement /股東及證券安排 Capitalization table or similar records that list all issued and outstanding securities of the Company, with date of issuance and price information.資本結構表和其它列明公司所有已經發行在外的證券的類似紀錄，注明發行日期和價格 財務 A list of all shareholders, warrant holders and option holders, specifying name, address, number of shares, classes of shares, price paid, date of purchase/grant, name of seller (if other than the Company), exercise price, expiration date and which options/warrants are currently outstanding.股東、認購證持有人和期權持有人的名單，列出姓名、地址、持股數量、股份類別、已付價格、購買/授予日期、賣方（如不是公司）的名稱、行權價、到期日，并說明哪些期權/認購證當前尚未行權● A list of all holders of other rights to acquire equity securities of the Company, specifying name, address, date of issuance, description of rights, exercise or conversion price, and any other relevant terms.取得公司證券的其它權利的持有人名單，說明姓名、地址、發行日期、權利性●10 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用質、行權或轉換的價格、以及其它相關條件 Any shareholders’ agreements, buysell agreements, voting trust agreements or other restrictive agreements relating to the sale, transfer or voting of shares of equity.所有股東協議、買賣協議、表決權信托協議或其它有關股權買賣轉讓或表決權限制的協議法務 Any agreements and other documentation relating to preemptive rights, repurchases, redemptions, exchanges, conversions or similar transactions involving the securities of the Company.任何涉及公司證券的優先認股權、回購、贖回、交換、轉換或類似交易的協議和其它文件● All securities offering documents of the Company in the last five years, including private placement memoranda, prospectuses, offering circulars, registration statements, share purchase or subscription agreements and any written proposals and written summary of any oral