reits項目,盡職調查清單及安排(留存版)

　　

【正文】 proposals for the acquisition of the Company’s securities. 最近五年內公司的所有證券發行文件，包括私募備忘錄、招股說明書、發行公告、登記聲明、購股或認股協議和任何購買公司股票的書面建議或口頭建議的書面摘要 ● Any agreements that may restrict the ability of the Company to (a) issue or redeem its own securities, (b) assume additional indebtedness, or (c) sell, lease or transfer (by dividend or otherwise) any of the assets or capital share of the Company.任何可能限制（a） 公司發行或贖回其股票，（b） 承擔其它債務，（ c）出售、出租或轉讓（以派發紅利或其它方式）其資產或股票的協議● All agreements, instruments or other documents under which any person has any rights concerning issued or unissued securities, including without limitation, rights of purchase or sale, preemptive rights or rights of first refusal, registration rights, options, warrants or convertible securities. 使任何人享有任何對已經發行或尚未發行的證券的權利的任何協議、契據或其它文件，包括但不限于買賣權、優先認股權、優先購買權、登記權、期權、認購證或可轉換證券 ● Any agreements and other documentation relating to repurchases, redemptions, exchanges, conversions or similar transactions with respect to the Company’s securities.11 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用任何涉及公司證券的回購、贖回、交換、轉換或類似交易的協議和其它文件 All material munications to shareholders in the last five years.最近五年內公司與股東的所有重要通信往來● Written summary of all verbal arrangements between the Company and its shareholders.公司與其股東間口頭協議的書面概述● List of any stop transfer orders/legends. 列出任何轉讓終止命令或相關股票標識 ● List of any governmental approvals or authorizations required for the purchase of the Company’s securities (if any).列出所有為購買公司證券所必需的政府批文或授權 （如有）● List of all PRC governmental filings and consents required for this transaction, if any.列出所有為本次交易所必需的中國政府備案文件或同意書（如有）穆總 Approvals, if any, from any regulatory authority in the PRC or any other jurisdiction in connection with the proposed offering.列出中國或其它地區監管機構對擬議發行的任何批文（如有） Documents relating to any material merger, acquisition or divestiture, whether of stock or assets or otherwise, and related agreements or other extraordinary corporate transactions to which the Company is a party, including draft documents received or prepared by the Company for any such proposed transaction.有關資產、股票或其它任何重大的購并、拆分的文件，以及公司作為當事方的相關協議和其它非一般性的公司交易，包括公司擬定或收到的有關上述交易建議的草擬文件● Agreements relating to joint ventures, partnerships and equity or debt investments to which the Company is a party, including any draft agreements received or prepared by the Company for any such proposed transaction.公司作為當事方的合資、合伙和股票或債券投資協議，包括公司擬定或收到的有關上述交易建議的草擬文件● Any agreement restraining the Company from paying dividends or other distributions.任何限制公司支付紅利或進行其他分配的合同財務 Documents evidencing payment of dividends by the Company, including those paid to shareholders or their proxies.財務12 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用證明公司分紅的文件，包括向股東及其代理人支付的紅利 All documents relating to create pledge, security interests or other encumbrance on any equity of the Company, including but not limited to agreements, relevant government approval and registration documents, and the documents evidencing the release of such encumbrance, if applicable 關于在公司的股權上設置質押、擔保權益或其他權利負擔的所有文件，包括但不限于協議、相關的政府審批及登記文件以及權利負擔的解除文件財務 All documents relating to the nominee/trustee arrangement for the Company’s shareholding, including but not limited to any relevant agreement (if any).與公司委托或信托持股安排有關的所有文件，包括但不限于任何相關協議（如有）財務3. Business Licenses and Permits/經營許可及批準 List of all material licenses, authorizations, consents, permits, registrations, qualifications and approvals issued to the Company by any governmental authority in connection with the operation of the Company’s business (collectively, “Permits”) (., the Certificate of High and New Technology Enterprise.). 列出任何政府機構為公司的業務經營發給公司的所有重要的許可、授權、同意、批準、登記、資格證書和批文（統稱“許可”）（如高新技術企業證書）Details of all conditions applicable to any such Permits, in particular:(a) including any conditions in relation to any (i) maximum foreign shareholding limit or (ii) minimum local shareholding or management limit imposed by any relevant governmental or regulatory authorities。在進行盡職調查的過程中，我們可能還將要求審查其它未包括在本清單中的材料。另外，請公司在準備交易的過程中把任何對潛在的投資者有重大意義或被認為有重大意義的信息和文件提交給我們以及相關各方和他們的律師，不論這些信息和文件本身重要，還是與其它文件或信息一起具有重大意義。 and(b) whether any of such licences, consents, permits or authorities would be breached or is likely to be suspended, cancelled, refused or revoked on a change of control or a transfer of business involving the Company.詳細說明申請上述許可須滿足的條件，特別是：（a） 相關政府或監管部門要求的（i）最高外資持股比例或（ii）最低內資持股比例或管理要求，以及（b） 是否存在違反上述許可的可能，或者是否會因為公司控制權的改變或業務行政、法務13 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用的轉移而導致上述許可被吊銷、撤銷 Copies of all Permits described in item above. All documents, information, reports, and material correspondence filed with any governmental authority in the last five years.最近五年內公司向任何政府機構提交備案的所有文件、信息、報告和重要書信往來財務報告 Any material agreements with any governmental authority. 與任何政府機構的重要協議 行政 Correspondence and notices relating to any Permits or agreements with any governmental entity regarding: (a) any alleged violation or omission, (b) any negative determinations of responsibility issued against the Company with respect to any bid, quotation or proposal submitted by the Company, (c) any disallowance or questioning by any governmental entity of material costs incurred by the Company, (d) any assessment of penalties or damages of any kind against the Company, (e) any audit, and (f) any denial of security clearances and permits necessary for the execution of the Company’s obligations under any government contract, past or present.有關下列事項的政府許可和協議的書信往來和通知：（a） 任何指稱的違規行為或不作為，（b） 針對公司提出的競標、報價或建議而做出的不利于公司的責任認定，（c） 任何政府對公司重大成本項目的不認可或疑問，（d） 對公司估征的各種罰金或賠款，