reits項目,盡職調查清單及安排(編輯修改稿)

　

【文章內容簡介】 se provide the asset assessment reports, approval from the stateowned asset management department regarding the transaction, confirmation approval regarding the assessment results or approval or filing documents from the stateowned asset management department regarding the assessment results, and the title registration certificates of stateowned assets of the Company (if any).如果公司曾接受過國有資產占有單位的非現金出資，請提供該次出資的資產評估報告、國有資產管理部門的立項批復、對評估結果的確認批復或國有資產管理部門對評估結果的核準或備案文件，以及公司的國有資產產權登記證(如有)● All documents relating to transfer of any equity interest in the Company (including draft documents received or prepared by the Company for any proposed transaction), including but not limited to shareholding transfer agreements in connection with each of the shareholding transfer among shareholders of the Company, board and shareholders meeting resolutions approving the change in the Company’s shareholding structure and mitment/confirmation letters from other shareholders regarding the giving up of preemptive rights (if any), as well as approval, approval certificates of foreign investment enterprise and industrial and mercial registration filing documents regarding such shareholding transfer.關于轉讓公司股權的所有文件（包括公司就任何擬定的交易收到或準備的文件），包括但不限于公司股東歷次轉讓公司股權的股權轉讓協議、同意公司股權變動的董事會決議/股東會決議以及其他股東放棄優先購買權的承諾/確認函（如有），以及有關該等股權轉讓的批復、外商投資企業批準證書和工商登記備案文件法務 Industrial and mercial registration or filing documents in connection with establishment and changes in the Company’s name, registered capital, address, scope of business, legal representative and shareholders。 shareholder registry and capital contribution certificate (if applicable)公司設立及變更名稱、注冊資本、住址、經營范圍、法定代表人、股東的工商登記或備案文件；以及公司的股東名冊及出資證明書(如適用)法務 Operation certificates of the Company’s branches and governmental approval or filing documents regarding the establishment of braches.公司分支機構的營業執照及設立分支機構的政府批準或備案文件法務8 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用 Latest certificates (for foreign investors, please provide effective registration documents issued by local corporation registration department or institutions), articles of incorporation or identity documents (for natural person shareholders) of each of the investors in the Company公司各投資者的最新營業執照(如為境外投資者，請提供當地公司登記部門或機構有效的登記證明文件)、章程或身份證明文件( 就自然人股東而言)法務 Letters of intent, memoranda, contracts or agreements among shareholders of the Company regarding the Company or the Company’s operation in addition to joint venture or cooperation agreements。 if the Company has outside shareholders, please describe whether such outside shareholders have preemptive rights or other restricting rights in connection with changes in the shareholders.除合資或合作合同和公司章程以外，公司股東之間簽訂的與公司或公司的經營有關的意向書、備忘錄、合同或協議； 如公司存在外部股東，請說明外部股東是否對于股東變更具有優先購買權等限制權利法務 All registration and certification documents at relevant governmental authorities, including without limitation, tax registration, foreign exchange registration, customs registration (if any), fiscal registration, anization code, account opening permit for RMB basic account and statistics registration certificates and others.公司在政府有關主管部門的所有登記和證明文件，包括但不限于稅務登記、外匯登記、海關登記(如有) 、財政登記證、組織機構代碼證書、人民幣基本戶開戶許可證、統計登記證等財務、法務 Permit to create pany seal/chop issued by the Public Security Authorities for each seal or chop and internal rules regulating the use and management of the seals and chops.公安部門頒發的企業印章刻制許可及公司內部印章使用管理制度法務 Quality certification documents, management, quality and environment system verification certificate, the Certificate of High and New Technology Enterprise, certificate and approval for enterprise particularly supported by state, other certificates/approval of governmental certification, subsidies or supports or other certificates and awards in connection with the Company’s business.資質證明文件、管理、質量和環境體系認證證書、高新技術企業證書、國家重點扶持企業證書/批復、其他政府認定、資助或扶持項目的證書/批復或其他與公司業行政9 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用務相關的證書及獎項 Details in relation to the Company of any steps take in any jurisdiction in respect of:(a) any position, scheme of arrangement, promise or other arrangement with creditors。(b) the appointment of a judicial manager, receiver or other enforcement of security over any property。 or(c) any administration, windingup or bankruptcy.公司在任何司法管轄區內在破產清算方面采取的如下措施：（a） 與債權人之間的任何債務償還安排、和解協議和或其他安排；（b） 對破產管理人或財產接管人的任命，以及對任何擔保資產的執行；（c） 管理程序、清算或破產● Details of the mencement of any other insolvency or liquidation process or proceedings in respect of the Company.公司啟動其他破產清算程序方面的詳細信息●2. Shareholders and Securities Arrangement /股東及證券安排 Capitalization table or similar records that list all issued and outstanding securities of the Company, with date of issuance and price information.資本結構表和其它列明公司所有已經發行在外的證券的類似紀錄，注明發行日期和價格 財務 A list of all shareholders, warrant holders and option holders, specifying name, address, number of shares, classes of shares, price paid, date of purchase/grant, name of seller (if other than the Company), exercise price, expiration date and which options/warrants are currently outstanding.股東、認購證持有人和期權持有人的名單，列出姓名、地址、持股數量、股份類別、已付價格、購買/授予日期、賣方（如不是公司）的名稱、行權價、到期日，并說明哪些期權/認購證當前尚未行權● A list of all holders of other rights to acquire equity securities of the Company, specifying name, address, date of issuance, description of rights, exercise or conversion price, and any other relevant terms.取得公司證券的其它權利的持有人名單，說明姓名、地址、發行日期、權利性●10 / 65No.編號Description描述Provided Herewith在此提供To Be Provided待提供Already Provided已經提供NotApplicable不適用質、行權或轉換的價格、以及其它相關條件 Any shareholders’ agreements, buysell agreements, voting trust agreements or other restrictive agreements relating to the sale, transfer or vo